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what can we do?
Our services include advising on: requirements for FCA authorisation, advising on or preparing authorisation applications (including applications to the regulatory sandbox), on the appropriateness of existing permissions of authorised firms, on obtaining appointed representative status and advising on regulatory compliance for authorised firms.
why choose us?
Emerging companies are so often FinTech, and our vibrant FinTech practice keeps our financial regulatory lawyers at the forefront of innovative financial services. Regardless of the service or technology vertical, whether it is payment services, robo-advice or distributed ledgers, our team has the relevant experience to add greater insight and value to our regulatory advice.
how we help...
We found Browne Jacobson’s financial regulatory lawyers to be very compelling, they showed a clear personal passion for what startups are doing and went the extra mile.
Below are some of the questions we are regularly asked by startups, covering a range of topic areas.
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Chris explains the general prohibition on financial services, how it applies to FinTech startups and the potential consequences of unauthorised business.
Advice on shareholders’ agreements and related documents.
Advice on trade marks, copyright and infringement.
Advice on legal and HR issues with employees.
Advice on commercial contracts.
Advice on financial regulatory matters.
Advice on investments into your business.
Advice on patents, designs and copyright of coding.
Advice on tax efficient solutions for management, employees and investors.
Advice on complying with the law on personal data and cyber security.
Advice on share or asset sales.