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Legal update

10 October 2019 Legal and regulatory newsletter - October 2019

The aim of the newsletter is to provide our clients and contacts across the financial services market with quarterly updates and insights on topical legal and regulatory issues.

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Legal update

9 September 2019 FCA considers regulating all promotions and warns of “high risk” mini-bonds and peer-to-peer IFISAs

Following an “explosion” in online promotions for high yield investment opportunities, the FCA says a “strong case” could be made for regulating how investment products are marketed to retail investors.

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Legal update

25 July 2019 The disappearance of LIBOR

Companies should undertake a comprehensive review and audit to identify those products and legacy contracts that are LIBOR-linked and carry out an in-depth risk assessment of discontinuation. Where possible, companies should look at appointing an individual to oversee the programme.

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Legal update

11 June 2019 The biggest change to the UK companies register since 1844?

On 5 May 2019 BEIS (the Department for Business, Energy & Industrial Strategy) published a consultation on options to enhance the role of Companies House and increase the transparency of UK corporate entities.

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Legal update

6 February 2019 Modern Slavery Act 2015 – latest developments

Momentum is gathering in the call to take a tougher approach to how large businesses tackle modern slavery issues in their supply chains.

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What happens within the culture of an organisation when failure is not an option?

Our discussion starts with Kweku Adoboli recounting his experiences during the 2011 UBS Swiss bank scandal, and moves to the various lessons learned and the potential solutions for minimising the risk of wrongdoing.

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Legal update

19 May 2017 General election 2017 - what do the main parties manifestos mean for financial crime and regulation?

With the Conservative Party manifesto now published we consider the proposals put forward by each of the three main parties in England in relation to financial crime and regulation.

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Legal update

14 February 2017 An intervention: FCA regulation of the asset management market

The FCA’s Asset Management Market Study: Interim Report was released in November 2016.

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Financial services, anatomy of a fraud - hear what our experts and guests had to say

Hear from financial services litigation lawyer, Nick Pontt, commercial dispute litigation partner, Dominic Offord, and guests from a whole host of financial services institutions including Grant Thornton and British Bankers’ Association for an insight into our recent event focused on fraud.

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