healthcare update - issue 16


End of life decision-making


What PCTs and SHAs need to know about planning for the implementation of the White Paper


The NHS is no stranger to structural reorganisation but the usual way, in recent years at least, has been for essentially similar bodies to be created to accept functions (and therefore liabilities) from their predecessors, or else for responsibilities to be reassigned within an existing structure.

Instead, now, PCTs and SHAs are portrayed as “layers of bureaucracy” and the very purpose of the reforms is explicitly to remove them, without direct replacement. The commissioning function of PCTs is to be taken over by GP consortia, in whatever form they will be, and by a new National Commissioning Board. Everything else, it seems, is simply being closed down.

These will not be theoretical problems. As health and social care lawyers we are often involved in cases where the welfare or life of a vulnerable adult or child is at stake. They often fall between services, and disputes may arise as to what they are entitled to, and who should fund it. Sometimes a court must be involved to determine what would be in the best interests of a person who lacks capacity to decide for themselves. These are delicate situations, and a good outcome often depends on close co-operation between all the public bodies involved. It is hard to see how the sometimes strained working relationships across health and social care will be improved by replacing PCTs with roughly three times as many GP consortia.

Some of the person’s care will be commissioned by the GP consortium, and some at national level by the Commissioning Board, which introduces more complexity. And because patients are to have the right to register at whichever GP suits them best, or perhaps if GP consortia will not in the long run be geographically based, then the relationship between the consortium and local authority involved in any individual case may be non-existent.

For the management of PCTs and SHAs there will obviously be significant HR and employment law issues as the organisations approach the end of their existence, though many staff will already be considering their own positions and prospects, and there is no doubt that it will be a considerably slimmer body that expires in April 2013.

Other issues may be less obvious. PCTs and SHAs hold various liabilities, for example to their own employees, and to patients for the decisions taken and services provided during their existence. SHAs in particular hold residual liability for the cases of clinical negligence that occurred prior to the creation of the NHS Litigation Authority in April 1995. These cases, at this stage, most often involve the most severe injuries attracting the highest awards of compensation, where a claimant has brain damage, or is still a child, and so the clock of the usual three year limitation period does not start ticking.

Presumably, as at 31 March 2013, PCTs and SHAs are likely to still have ongoing complaints, claims and serious untoward incidents to investigate and deal with.

It is not at all clear where, if anywhere, those liabilities can be reassigned under the new structure, where GP consortia will have no geographical or functional relationship with the patients and others involved comparable with the PCTs and SHAs we are losing.

Equally, at a very pragmatic level, there is no reason to expect that PCTs’ and SHAs’ commercial arrangements – hire of office space and equipment for example, will all currently be on contracts expiring on 31 March 2010. Some arrangements will also need to be made for disposal of PCTs’ and SHAs’ estates (albeit it seems plausible that the SHA property at least may well be used to accommodate regional offices of the National Commissioning Board).

After PCTs and SHAs cease to be, one can only speculate what arrangements there may be for retention and retrieval of the various documents that they will have accumulated during their existence, particularly at SHAs, which will have inherited all kinds of material over their existence from their various predecessors.

This time, neither the GP consortia, nor the National Commissioning Board appear likely to have any equivalence of function to make it plausible that they can sensibly take on such responsibilities. And certainly, in the case of GP consortia at least, any such imposition would make it a much less attractive proposition to the GPs, and private sector, which the government is hoping to involve.

Some functions are more distinctive. For example, PCTs are the supervisory bodies responsible for assessing and authorising any deprivation of liberty in hospitals, under the safeguards introduced following the Mental Capacity Act 2005, though it seems likely that local authorities, which already perform this role as regards care homes, will take over the entire function.

Whatever arrangements are proposed once the government puts a little more flesh on the bones of these plans, it is likely that these issues of “governance in transition” are likely to be among the biggest challenges facing PCTs and SHAs in what will inevitably be a very difficult time.

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Ben Troke
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The content of this bulletin is provided for the purposes of general interest and information. It contains only brief summaries of aspects of the subject matter and does not provide comprehensive statements of the law. It does not constitute legal advice and does not provide a substitute for it.

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