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School reorganisations


2 May 2008


Historically most local authorities (LAs) have from time to time sought to reorganise local school provision. In recent years the number of authorities tackling this challenging and highly emotive issue has increased. Mark Blois, Head of Education at law firm Browne Jacobson looks at the difficult choices facing local authorities and schools within the context of a changing and highly complex legal landscape.

Surplus Places

Firstly LAs have been grappling with the problem of surplus school places. The birth rate has been falling throughout the UK for many years which has started to create problems for many aspects of the delivery of education services. As numbers on school rolls drop, each school receives less money each year, yet the costs of overheads such as heating, lighting, decoration and repair generally remain the same even if a school's buildings are only part full. Consequentially some LAs have been undertaking reviews designed to strip out surplus places and combine resources through programmes of closure or amalgamation of schools. Many such reviews interface with the LA’s proposed participation in Building Schools for the Future.

Failing Schools

Secondly, the government has renewed its calls for LAs to intervene when schools are unable to achieve five good GCSEs for 30% of their pupils by switching schools to academy status or closing them down altogether. It has been announced that there are 631 secondaries who must meet that benchmark by 2011. The original timescale was 2012.

Against this background school closure proposals frequently feature a difficult to resolve tension between the need to reduce surplus places and conserve resources on the one hand and on the other the pressures to pay more attention to educational standards and choice. Important aspects of the legal framework relating to school reorganisations has recently been reformed and schools wishing to contest proposals in particular need to understand the dynamics of a changed relationship with their LA, who is now itself the decision maker upon its own closure proposals.

Changing role of LAs

Under section 14 of the Education Act 1996 every LA is under a duty to ensure that there are sufficient schools available in its area to provide primary and secondary education. However, the education functions of the LA have been subject to a period of significant change. In particular, LAs have increasingly been given a principally strategic role in the management of the local school system and have been required to become commissioners rather than providers of education.

The old Legal Framework

Historically, where a school and/or parents raised objections within the representation period, then the proposals required the approval of the School Organisation Committee (SOC). At this point schools had an opportunity to make submissions against the proposal for closure or amalgamation. The membership of the SOC considering the LA’s proposal then had to be unanimous on the major issues. If the proposals were either unanimously rejected or approved by the SOC then that was the final decision concerning those proposals, subject to an application for judicial review.

However, where the SOC failed to reach a unanimous decision it then referred the proposal to the Chief Schools Adjudicator. He would appoint an adjudicator to consider the statutory proposal afresh, and having completed his inquiries the Adjudicator would reach a decision which would be binding on all the parties involved and had to be implemented, subject only to an application to the High Court for judicial review.

The new legal framework

It remains the case that significant changes in the organisation of schools cannot be made without publication and approval of statutory proposals. There are five stages for a statutory proposal which cover the five main elements of local decision making – consultation, publication, representations, decision and implementation.

However, under the Education and Inspections Act 2006 SOC’s decision-making powers to determine statutory proposals have now been transferred to the LA. Those dissatisfied with a LA’s decision then appeal directly to the School Adjudicator. Schools now have the opportunity to challenge through the threat of judicial review the conduct of LAs in overseeing the statutory proposal process and their decision upon the same.

Judicial Review

This risk that statutory proposals and decisions will become the subject of judicial review always hangs over the work of LAs in this area and influences their relationship with the schools that are the subject of their proposals. It is therefore important for both LAs and schools to be aware of some of the basic principles upon which the High Court acts when reviewing decisions relating to school closures.

Firstly, part 54 of the Civil Procedure Rules (CPR) governs the procedure for judicial review. The CPR provides that an application for judicial review must be commenced with promptness and in any event should be commenced within three months of the publication of the decision under challenge.

Secondly, it is key to bear in mind that on a judicial review application the court will mainly be concerned with the procedure adopted by the decision taker and will very rarely review the merits of the decision made. Applications for the judicial review of school closures will only be granted if the applicant is able to demonstrate unfairness, procedural impropriety or illegality. The applicant cannot therefore use judicial review as a method to appeal the decision itself.

There are four specific grounds on which the High Court may be persuaded to quash a decision with regard to a school reorganisation:

  • Irrationality: if the decision is so unreasonable that no reasonable decision maker could have made it. It is worth noting that this test is a very high burden for an applicant to try and prove, particularly so as the area of school reorganisations is so fraught with political considerations.
  • Relevant and irrelevant considerations: if the decision maker takes into account irrelevant considerations or fails to take into account relevant considerations, in particular the relevant government guidance. However, the court will not engage in a debate as to the finer points of interpretation of government guidance. What is important is that those making decisions make those decisions in accordance with the broad purpose that the guidance embodies.
  • Illegality: where the decision maker has acted outside their powers or failed to comply with statutory requirements in such a way that any decision made by them is liable to be quashed. The statutory framework for school reorganisations is very detailed and therefore it is possible that during the process an error may take place. This will not automatically give rise to the court quashing the determination of the decision maker. In order to determine whether the decision made will be illegal the court will consider whether Parliament intended that non compliance would be fatal to a decision made by the decision maker.
  • Bias: for a decision to be biased it does not have to be shown that the decision was actually influenced by bias but that the “fair minded and informed observer, having considered the facts would conclude that there was a real possibility that the [decision maker] was biased”.

Remedies

If it is established that the decision is unlawful in any of the ways detailed above the court has the ability to give the applicant a remedy. This is in the court’s absolute discretion. The usual remedy in a school reorganisation case will be a quashing order which means that the decision which is tainted by unlawfulness ceases to stand and the decision maker must make it again using the correct procedure.

Another option is a mandatory order which directs the decision maker to consider certain matters when making its decision, such as requiring the decision maker to have regard to government guidance. However mandatory orders are not very often used, as a quashing order will normally be sufficient. A Prohibiting Order may arise when the closure happens quickly. In these cases it is possible that interim relief will be granted preventing the decision maker from putting the scheme into operation prior to the full hearing of the judicial review. The court may also issue a declaration that a decision is illegal. This does not compel the decision maker to do anything but does clarify the legal position.

Summary

The law relating to school reorganisations is vast and complicated. With such contentious issues at stake it is inevitable that some statutory proposals and decisions will be considered to be unlawful or to have got the balance wrong. In such a procedurally complex area it would be prudent to seek specialist legal advice.

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