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Regulatory update


8 September 2009


Fire authorities are used to responding to serious incidents and their aftermath, but it is essential to keep up to date with regulatory legal issues which are constantly changing. This month we look at some proposals and changes affecting a Fire Authority’s position firstly when incidents are investigated and secondly concerning fire safety.

Incident Investigation

CLG’s Chief Fire and Rescue Adviser Sir Ken Knight has had a busy time. He was given a month to produce a report on emerging issues arising from the investigation into the Lakanal House fire where 6 people lost their lives on 3 July 2009. He delivered his report on 30 July 2009. Eight “emerging issues” are identified:-

Investigations, advice to occupants, internal and external fire spread, passive fire protection, active fire protection, operational guidance, Regulatory Reform (Fire Safety) Order 2005 and the Decent Homes Programme.

On investigations, Sir Ken notes that there is a potential for a conflict of interest where the fire safety enforcing authority is also itself subject to investigation. This scenario can be eliminated by the use of Article 26 (3) of the Regulatory Reform (Fire Safety) Order 2005 which enables the fire authority to arrange with the Health and Safety Executive for the Executive to discharge its enforcement role.

Lakanal House had been renovated under the Decent Homes programme. Previously there was no specific basis under the programme for fire safety works to be undertaken to common parts given the focus upon the dwelling in the programme. Government has announced its intention to rectify this aspect in the consultation document Reform of Council Housing Finance issued by the Housing Minister on 21 July 2009.

Dodge Holme Court, Mixenden, Halifax

It is no coincidence that in July 2009 officers from West Yorkshire Fire and Rescue Service and Calderdale Council’s Environmental Health Services visited the building to assess whether it met with fire safety requirements. Major concerns were raised by the Fire Service regarding a serious and imminent fire safety risk to both the residents and fire-fighters. Works of £200-300K were identified as necessary and the ownership of this high rise block of flats was unclear.

It was decided to serve an Emergency Prohibition Order under the Housing Act 2004, followed by a controlled evacuation and re-housing of 46 households residing in the flats. This illustrates how pro-active and joint enforcement action is a potent option where fire safety risks are unacceptable and likely to remain so.

Coroners Rules – Rule 43 Letters

Sir Ken wrote to Chiefs on 21 November 2008 concerning the changes to Rule 43 of the Coroners Rules 1984. The changes took effect from the 17th July 2008 and are detailed in The Coroners (Amendment) Rules 2008.

The amended rule introduces a new statutory duty for organisations to respond to coroner reports. The rule requires that a written response be provided within 56 days of the day of the report being sent; although it is possible to apply for an extension.

The amended rule requires the Coroner to provide interested parties to the inquest and the Lord Chancellor with a copy of their report and the response(s) received.

CLG Circular 49/2009 contains the following request:-

When a FRA receives a Coroner’s letter addressed either to a Chief Fire Officer or a FRA it is advised that the CFRA should be contacted as soon as possible to ensure that the appropriate advice is made available to the FRA. It is also advisable that the CFRA is alerted to any subsequent recommendations made by a coroner within the Rule 43 process so that consideration can be given as to whether there is a need to issue or amend national advice or guidance.

Clearly it is important that national consistency and response is achieved in relation to the recommendations of coroners. Equally it is essential that Fire Authorities engage carefully with a coroner whenever the coroner indicates that the involvement of the Fire Authority will or may come under consideration at an inquest and in such circumstances systems need to be in place to ensure that there is appropriate escalation to senior officers.

Fire Safety

Following on from the hefty £300K fine of Shell, Nottinghamshire Fire and Rescue Service prosecuted Michael Snow concerning an indoor market in breach of RRO requirements and Prohibition Notices. Judge Bennett sentenced Michael Snow to six months imprisonment suspended for two years; also ordered him to carry out 100 hours of unpaid work; fined him a total of £24 000 and ordered him to pay the Authority’s costs of £9 000. Anyone wishing a transcript of the Judge’s remarks in sentencing Mr Snow should contact Jacob Rickett jrickett@brownejacobson.com.

Finally it should be noted that CLG are proposing to amend the Regulatory Reform (Fire Safety) Order 2005. This relates to the requirement in the EU Framework Directive that an employer takes into account a “worker’s capabilities as regards health and safety.” This requirement is enacted by the Management of Health and Safety at Work Regulations 1999. Unfortunately in an effort to avoid duplication of legislation the 1999 Regulations are disapplied in relation to fire safety issues under the 2005 Order. Clearly it is important that this requirement is operative in the fire safety context so expect it to be in force from February 2010.

This article was first published in Fire Magazine

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