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Raising finance in these turbulent times


09 September 2008


The ‘true’ picture of deal activity for the first half of 2008 is starting to emerge within the general corporate arena. In the early part of this year deal flow remained high in the Midlands as the market remained resistant to the initial effects of the credit crunch.  Additionally a considerable number of deals were completed in March and April prior to the introduction of new CGT rules.

It is though clear that corporate activity in terms of transactions in the region has slowed markedly since the spring.  The Chamber of Commerce has recently predicted that the British economy will experience a recession within “months”.

What of the current corporate finance market?  Raising finance, be it for expansion through acquisition, capital expenditure or working capital, is a different ball game compared with twelve months ago.  Lenders are generally more cautious in making their credit decisions and requiring greater levels of due diligence.  Funding is available to the right type of borrowers but typically pricing levels have increased in the region of 0.75% - 1% above levels 12 months ago and most loans are now being linked to LIBOR rather than the bank base rate.  It is certainly true that lenders are focussing on more certainty as to their exposure and return.

As pricing is such a key issue for banks in these credit crunch times, certain banks have introduced an additional layer to their credit committees which specifically signs-off on pricing.

The banks’ reluctance to underwrite large amounts of debt and the difficulty in selling down debt in the secondary market has meant that the majority of recent sizeable deals in the region have been clubbed deals.  Recent examples of these include the Johnsons Cleaning deal which involved a club of four banks (RBS, HSBC, Barclays and Lloyds) and the Danwood deal (Barclays and RBS).  It seems that most sizeable deals in the region will, at least in the foreseeable future, involve a club of banks as banks seek to spread their exposure.

Venture capitalists continue to have appetite to do major deals but currently the major stumbling blocks include senior debt levels and vendors’ price expectations.

Another trend in the market is the growth of assets based lending (ABL).  With the comfort of the collateral for the lender, the borrower may more easily raise funding by way of ABL and enjoy competitive rates compared with term loan facilities. Asset-rich businesses clearly have an advantage here.  The increase in ABL activity is another sign perhaps of the certainty that lenders seek during these turbulent times.

There is also potential for more take-private activity with the stock markets at historically low levels. Where a listed company has a strong asset base, which may mean that its asset value is greater than its market cap, this opens up opportunities in particular for asset based lenders to fund take-privates.

There are of course certain sectors which are hardest hit in the current climate, including the construction industry and the retail sector, who are reporting challenging times at present.  Even more worrying are future predictions that things will “get worse before they get better”.  For businesses in these sectors the options available to raise finance may be limited.  However, where the company can demonstrate a high calibre management team and a sound business plan lenders may be willing to lend albeit with more caution, more strings and at an increased cost.

At present the corporate finance market and insolvencies are in a kind of limbo with both showing moderate levels of activity.  It will be interesting to see in Q4 whether confidence in the market place improves with a consequent improvement in corporate finance deal-flow or whether more insolvency/restructuring activity unfolds as market conditions tighten. 

There are clearly at present strains on businesses’ cash-flows due to increased costs of inputs (the main ones being increases in energy and fuel costs) and the drop in revenue for many businesses as consumers, both individual and corporate, look to tighten their belts. Business opportunities arise even in challenging economic times and so against this backdrop the end of the summer may see a period of increased corporate activity.

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