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Jump-starting regeneration


10 July 2009


Local authorities struggling to fund regeneration may be able to kick-start projects through a new scheme based on lending secured against predicted increases in tax revenue. The scheme, known as Tax Increment Financing (TIF), would allow councils to borrow money from private sector investors and secure the loans against the expected increase in business rates generated by improving the local area.

Constraints on public spending due to the recession and the downturn in the property market have significantly reduced the amount of money available for regeneration. Local councils are shelving projects and traditional funding sources are no longer readily available. MPs on the all-party Urban Development Group have therefore recommended the TIF scheme as a way to ensure that redevelopments can still go ahead.

The TIF mechanism

Tax Increment Financing allows local authorities to grant ‘bonds’ to private investors which are secured against anticipated increases in business rates tax revenue as a way to secure investment in public projects. This avoids the need for councils themselves to find the money upfront to fund regeneration.

Revenue from business rates tends to increase as a result of redevelopments. This is because housing developments and urban renewal make the local area more attractive leading to an increase in the rateable value of commercial property. The extra tax generated is the ‘tax increment’ and is used to pay back loans from investors. Currently, business rates are paid direct to the Treasury, but under the TIF scheme the additional tax revenue from designated local areas would be ring-fenced and paid back to investors. The interest on loans paid to investors is likely to be tax exempt.

TIF could be used for a wide range of projects, including affordable housing, new roads and cleaning up contaminated land. Leeds City Council is currently exploring the potential for redeveloping a former manufacturing area in the Aire Valley that has gone into decline. The project aims to regenerate brownfield land and improve the nearby river and canal. The Council has secured £32 million of public money but this leaves a funding gap of £250 million. It is projected that the extra business rates generated through a TIF scheme would be around £289 million over 13 years, more than covering the shortfall.

Pros and cons

Local councils favour TIF schemes because they make projects possible which would otherwise have stalled due to lack of public funding. TIF promotes regeneration without councils having to fork out upfront, and money can be raised without having to use general revenues, capital reserves or funding from central government with conditions attached.

Private sector partners are also more likely to invest in TIF projects because they can secure their investment against tax recouped and claim a tax exemption on loan interest. Local residents are likely to see a rise in the value of their properties after redevelopment and local businesses will benefit from increased trade as more people move into the area.

TIFs are not without their risks. If the predicted additional tax revenue is not as high as expected, investors will not be able to recover the full amount of the loan they made. It may also take up to 25 years for enough tax to be generated to pay off loans.

There is also concern that TIF schemes may be used for areas where redevelopment would happen anyway, such as those on the edge of central business districts. This would mean that the extra tax generated is used up paying off loans, rather than being available as revenue.

The TIF method has also been accused of encouraging favouritism for politically connected developers and other associated parties whom some people believe are more likely to be granted bonds by local councils.

The US experience

TIF was first introduced in California in the 1950s and became popular in the US by the 1970s. The scheme has been successful and is used by many states. Illinois introduced TIF around 30 years ago, and it is a sign of the programme’s prevalence that this one state now has over 900 schemes, of which 130 are based in Chicago.

However, despite its popularity, there can be problems with TIF. One issue is that where areas have been regenerated, this often leads to increased service needs which have to be paid for by local residents through higher local taxes. The scheme has also been criticised for attracting development to certain areas at the expense of other parts of a city. There is also concern that councils often designate areas as part of TIF schemes which do not benefit from the redevelopment.

The criteria which make an area eligible for a TIF scheme are also contentious. For example, in Wisconsin in 1999 a new industrial park and Wal-Mart centre were built after an area was designated as in decline because one, single house in the district was uninhabited. The system has therefore been criticised for allowing local authorities to use a definition of ‘derelict’ which is too wide. One of the reasons suggested for the loosening of the criteria is that councils know that developing an area where property prices are already high will generate even more extra tax in the long-run.

The administrative costs of TIF schemes can also be high. In the US, the process has a number of stages and typically involves an eligibility report, financial analysis of the feasibility of the project and a detailed redevelopment plan.

New taxing powers

The new Business Rates Supplement Act passed earlier this month has given local authorities the power to levy higher business rates on certain properties to raise money for public projects. Under the Act, councils can charge up to 2p more per £1 of business rates to pay for new housing and infrastructure schemes. The levy would apply to commercial property with a rateable value of over £50,000 and local business would be able to vote on whether or not to accept the proposed supplements. The CBI says that the right to vote is important to ensure that the extra tax is applied to projects that are economically sound. The London Crossrail is one project that will be funded by supplemental business rates, but businesses will not be allowed a vote on this scheme.

Grass roots support

The TIF scheme has its advantages and disadvantages. However, in a recession it is vital that regeneration continues and new funding streams are found. The parliamentary Urban Development Group wants the Government to pilot the new TIF programme in England in up to six local authority areas, with a view to introducing a national scheme in 2011. Local councils across the UK, including Birmingham, Leeds and Manchester, have recently submitted proposals for TIF schemes to the Treasury. Wandsworth Borough Council has also requested a TIF scheme to develop Battersea Power Station. The Chancellor is expected to announce which programmes will get the go ahead in the pre-budget report in November.

This article was first published in Estates Review

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