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Asset Based Lending – A knight in shining armour?


08 September 2008


In the midst of the credit-crunch and the uncertain business environment, asset based lending (ABL) seems set for further growth as businesses in the Midlands find mainstream financing options harder to come by.

ABL, by its very nature, is an ideal funding solution in difficult times and in an uncertain business environment.  Given the present climate, a company’s asset base or collateral is likely to be far more certain than its cashflows and financial performance.  It is therefore widely predicted that ABL will grow significantly in the current climate and will fund more leveraged transactions in place of traditional cashflow lenders.  Whilst 18 months ago ABL was often a component part of larger leveraged transactions, it is now likely to become an essential element of these deals.

There is also potential for more take-private activity with the stock markets at historically low levels. Where listed companies have a strong asset base, which may mean that its asset value is greater than its market cap, this opens up opportunities for asset based lenders to fund take-privates.

As well as being potentially more readily available than cashflow loans, asset based facilities offer a number of potential benefits to borrowers. In the credit crunch era, pricing is a key issue with certain funders and banks having introduced an additional layer to their credit committees which specifically signs-off on pricing.

ABL financing as a general rule of thumb, may also be less expensive compared to cash-flow or term loans.  With the introduction of Basel II which sets out capital adequacy requirements for banks, ABL is likely to become more attractive as lenders are required to hold less capital in relation to ABL facilities (which are secured against borrowers’ assets).  This should translate in lower pricing and a greater demand for ABL.

Such funding structures and products have evolved significantly over the past few years into sophisticated funding packages which allow lending against a range of assets including real property, plant and machinery, intellectual property and stock as well as receivables.  As part of the funding package, asset based lenders are also often prepared to lend against cashflows.   

ABL facilities tend to have fewer financial covenants (e.g. cashflow and interest cover covenants) than term or cashflow facilities, which reduces the potential for the borrower to be in breach and gives the borrower greater flexibility to run its business. Whilst there can be daily reporting and frequent monitoring of ABL facilities, this can often be seen as beneficial and provides discipline to the borrower internally and improves internal systems. 

In addition, ABL provides flexibility and can grow as the business expands as compared with the traditional debt structures which may not be able to provide such flexibility. We are also seeing borrowers and venture capitalists increasingly concerned to see that ABL facilities are committed.  For the most part, in the past ABL facilities have been “on demand” which allows the lender to demand immediate repayment or change the commercial terms of the facility for any reason and at any time.   There has been a move in the market amongst certain lenders to offer more committed ABL terms, particularly if the facilities are being used to fund an acquisition or a management buy-out.  

ABL is, of course, only available to asset rich companies or those with assets which are fundable.  Historically, the assets which have been funded have in the main been book debts, plant and equipment and stock.  We have though seen increasing demand to use non-standard collateral such as intellectual property which represents a real challenge to the lender in terms of valuation.   With lenders treading with greater care, it will be interesting to see if they will have the appetite to lend against these assets or will revert to more standard fundable assets where is it safe.

Despite these challenges, it seems clear that ABL as a form of lending will continue to flourish this year.  Improving knowledge of ABL amongst professional advisers and what it can offer to corporate borrowers should ensure this growth. 

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